Private Placements

Private Placements are the mainstay of our securities practice, with hundreds of completed transactions on behalf of placement agents and private issuers. Our team of attorneys is skilled in structuring, negotiating and closing private placement financings for privately held and public companies involving Regulation D offerings and private investments in public equity (PIPE) transactions. We serve a wide variety of issuers, including start-up and second stage companies. Littman Krooks LLP represents a number of placement agents, selected dealers and investment banking firms in private placement transactions. We provide full regulatory and blue sky reporting service on our transactions.